Flotations

Putnam Agrees to Pay to Resolve Market Timing Charges by SEC
Putnam settles with SEC for violating federal securities laws by failing to disclose improper market timing trading by its portfolio managers.[SEC]
www.sec.gov/

Putnam Agrees to Pay for Losses Attributable to Excessive Trading
SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.
www.sec.gov/

J.H. Neff CPA & Investment Company
Royersford firm providing accounting, tax and financial services. Includes service-bureau-supplied newsletter, financial calculators, and tools.
neffcpa.net/

Judge Slams Merrill Investment Advice
"A judge criticises the US brokerage Merrill Lynch after an investigation slams its analysts' behaviour." [BBC News]
news.bbc.co.uk/

Brokerage firms nervous about e-signatures law
[CNN]
www.cnn.com/

Shamberg, Johnson & Bergman
Specialists in personal injury, medical malpractice, product liability, professional liability, environmental and commercial litigation.
www.sjblaw.com/

Multilateral Agreement on Investment (MAI)
A proposed multilateral international agreement that is currently under negotiation at the Organization for Economic Cooperation and Development (OECD) in Paris. If it is passed, the MAI will have a profound impact on the way that governments treat foreign investment in all of the twenty nine developed countries members of the OECD.
www.appletonlaw.com/

Canada US Investment
Offers business advisory services, including feasibility of investing, starting a business, joint venture, franchise in Canada and USA, business plan development
www.canadausinvestment.com/

Law Office of Sanford M. Benardo
New York-based adoption and assisted reproduction lawyer who represents singles and couples, agencies and birthparents. Includes description of services, contact details, and list of press appearances.
www.benardo.com/

Braselton & Millard
Family law and adoption firm practicing in Illinois.
www.divorce-law-illinois.com/